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Employer firm

The Huntington Investment Company CRD 16986

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-05-27
  • OH RA
    APPROVED
    Since 2015-05-27

Branch Locations

Mason, OH • United States

Home Office Ops Osj - 41 South High 41 South High Street, 4Th Floor, Columbus, OH 43215 • United States

Franklin Main Office 340 South Main Street, Franklin, OH 45005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 04/2015 09/2018
The Huntington Investment Company Franklin OH 09/2018 01/2020
The Huntington Investment Company Franklin OH 01/2020 05/2021
The Huntington Invesment Company Columbus OH 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-28
S63 Uniform Securities Agent State Law Examination 2008-08-05
  • S66 Uniform Combined State Law Examination
    2011-01-28
  • S63 Uniform Securities Agent State Law Examination
    2008-08-05
Designations
  • Certified Financial Planner

View on SEC IAPD

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