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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-05-01 |
| NV | RA | APPROVED | 2025-05-01 |
| MI | RA | APPROVED | 2025-02-05 |
| TX | RA | APPROVED | 2025-02-05 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
Sugar Land, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Sleepy Hollow | NY | 01/2014 | 05/2024 |
| Guardian Life Insurance Company | Houston | TX | 04/2024 | Present |
| Park Avenue Securities Llc | Houston | TX | 05/2024 | Present |
| Guardian Life Insurance Company | Sugar Land | TX | 08/2024 | Present |
| Park Avenue Securities Llc | Sugar Land | TX | 08/2024 | Present |
1) Cole VanAssche & Associates, LLC, Insurance other than Guardian, Start: 04/18/2024, Address: 4122 Colony Crossing Dr., Sugar Land, TX 77479, 6 total hours per month, 4 during securities trading hours, Greater than 10% annual compensation, Investment related, 2) CLTC Instructor, teach and help individuals prepare for the CLTC designation exam, Start: 11/01/2024, Address: 4122 Colony Crossing Dr., Sugar Land, TX 77479, 8 total hours per month, 8 during securities trading hours, Greater than 10% annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-29 |
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