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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-11-07 |
| RI | RA | APPROVED | 2025-10-29 |
Branch Locations
1301 Atwood Ave Suite 306N, Johnston, RI 02919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Warwick | RI | 09/2015 | 12/2016 |
| Mass Mutual Life Insurance Company | Warwick | RI | 08/2015 | 12/2016 |
| Bearingstar Insurance | Fall River | MA | 01/2017 | 05/2023 |
| Lpl Financial Llc | Warwick | RI | 03/2017 | 01/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2018 | 05/2021 |
| New York Life Insurance Co | Johnson | RI | 06/2023 | Present |
| Nylife Securities Llc | Johnston | RI | 07/2023 | Present |
| Eagle Strategies Llc | Johnston | RI | 10/2025 | Present |
[RI Nationals Baseball Club ; Baseball Coach. Coach youth baseball; 201 Jones Road Waltham MA 5th floor; Start Date 04/2023; Role/Title: Member; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [King Philip Little Leage; Little League Baseball ; Roger Pigeon Field at Veterans Park - Wood Street Bristol RI 02809; Start Date 04/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; run the majors division which schedules teams for games, umpires and enforces league rules for play]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-16 |
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