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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

225 High Ridge Road East Bldg 1St Floor, Stamford, CT 06905 • United States

Cos Cob,, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 04/2008 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Stamford CT 03/2017 Present
  • 04/2008 → Present
    Metlife Securities Inc
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Stamford, CT
Previous Registrations
  • 2008-10-28 → 2017-03-25
    Msi Financial Services, Inc.
    Stamford, CT
    Stamford, CT
Other Businesses

(1)Name: Elizabeth Cleary Inv rel: Y Add: 225 High Ridge Rd. Stamford CT 06905 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 01/2009 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Individual Life, Health, & Group Health.. (2)Name: Lefebvre Financial Services Inv rel: Y Add: 225 High Ridge Rd. Stamford CT 06905 Nature: Other Position: Ownership Start date: 08/2016 No. HR/MO: 160 No. HR/MO during sec trading: 160 Describe duties: Owner of Lefebvre Financial Services, LLC.. (3) Name: Jonathan Peluso Lefebvre Irrevocable Life Insurance Trust Inv rel: Y Add: Nature: Trustee on Life Insurance Trust Position: Trustee Start date: 03/2018 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Pay life insurance premiums on an annual basis

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-20
S63 Uniform Securities Agent State Law Examination 2008-09-04
  • S65 Uniform Investment Adviser Law Examination
    2008-10-20
  • S63 Uniform Securities Agent State Law Examination
    2008-09-04
Designations
Other Names
  • Elizabeth Lefebvre
  • Elizabeth Peluso Lefebvre
  • Elizabeth Peluso Lefebvre Cleary
  • Elizabeth Lefebvre Cleary

View on SEC IAPD

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