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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-01-19 |
| TX | RA | APPROVED | 2016-01-15 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
Tampa, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tampa | FL | 01/2016 | Present |
1)Rockland Real Estate, LLC / 11826 Shire Wycliffe Ct Tampa,FL 33626 / Other/ Real Estate / Buying and Selling real estate / Partner / / owner / Start Date LLC 10/1/15 / 1 per month 2)Freedom Investment Holdings LLC/ investment related?:yes / Tampa, FL, 33626, US/ Company/ Holding company for passive investments/ Proprietor / owner/ Decide on passive investments to purchase/ start date:9/30/2021 3) Trident Hospitality Group, LLC/INVESTMENT RELATED?: Yes / ADDRESS: ______ / NATURE OF THE BUSINESS: Restaurant Management / POSITION: Partner / DUTIES: Help make decisions on future restaurant expansion / START DATE: 8-15-2022 / HOURS DEVOTED TO BUSINESS: _________
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-15 |
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