Richard L. Louis Hogan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Ubs Financial Services Inc.
  Mt. Laurel, NJ

Previous Registrations

• 2009-06-01 → 2012-06-14
  Morgan Stanley
  Mount Laurel, NJ
• 2003-01-30 → 2009-06-01
  Citigroup Global Markets Inc.
  Mt. Laurel, NJ
  Mount Laurel, NJ

Other Businesses

1) Cornell Harbor Condo Association / 5 Marine Way Avalon,New Jersey 08202 / Association (i.e., Trade or Industry, Sport...)/ Other Cono Association / Condo Association / Member of a committee with management or supervisory functions / / Assisting in mamaging the property / Start Date 4/1/13 /// 2) Trinity Capital Group, LLC / Sole proprietorship / Real Estate / Sole proprietorship / Managing, HaddonfieldNew Jersey United States-08033, start date-11/9/2015 3) 613 Station Avenue Haddon Heights, Nj 08033Rental Property, Executive director, Landlord, start date-2/9/2018, Haddon Heights New Jersey United States-08033.

Exams

• S66 Uniform Combined State Law Examination
  2000-07-18

Other Names

• Richard L Hogan
• Richard Louis Hogan