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Inactive

Prasad S Oak

Procyon

Mooresville, NC

Shelton, CT

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Current Employers
Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-03
  • NC RA
    APPROVED
    Since 2025-07-03

Branch Locations

Mooresville, NC • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2008 08/2017
Allstate Financial Services, Llc Manchester CT 09/2017 02/2020
Ameriprise Financial Services, Llc Middlebury CT 02/2020 01/2021
Wooster Corthell Wealth Management, Inc. Glastonbury CT 05/2021 07/2025
Unemployed N/A XX 01/2021 04/2021
Procyon Advisors, Llc Glastonbury CT 07/2025 Present
Equitable Insurance Company Milford CT 07/2008 08/2017
  • 04/2008 → 08/2017
    Axa Advisors, Llc
    New York, NY
  • 09/2017 → 02/2020
    Allstate Financial Services, Llc
    Manchester, CT
  • 02/2020 → 01/2021
    Ameriprise Financial Services, Llc
    Middlebury, CT
  • 05/2021 → 07/2025
    Wooster Corthell Wealth Management, Inc.
    Glastonbury, CT
  • 01/2021 → 04/2021
    Unemployed
    N/A, XX
  • 07/2025 → Present
    Procyon Advisors, Llc
    Glastonbury, CT
  • 07/2008 → 08/2017
    Equitable Insurance Company
    Milford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-18
  • S66 Uniform Combined State Law Examination
    2008-10-18
Designations
Other Names
  • Sanket Oak
  • Prasad Sudhir Oak
  • Prasad Sanket Oak

View on SEC IAPD

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