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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-08-15 |
| CA | RA | APPROVED | 2022-06-14 |
Branch Locations
600 Portland Ave S, Minneapolis, MN 55415 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities Inc. | San Diego | CA | 10/2013 | 05/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 10/2013 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | 05/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-08 |
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