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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-24 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons Llc | Kevil | KY | 02/2009 | Present |
| Robert W. Baird & Co. Incorporated | Kevil | KY | 10/2019 | Present |
1) FEEDLOT/CATTLE FARMING, NON-INVEST RELATED, KEVIL KY, OWNER, 1/2007, 80 HRS/MONTH AND 0 DURING TRADING HRS, DUITES INCLUDE FEED AND CARE FOR CATTLE. 3) CRAWFORD LAKE LLC, START DATE 03/01/2005, 13405 BROCKMAN ROAD, KEVIL, KY 42054, MEMBER OF HUNTING CLUB, NO DUTIES, 0 HRS/MO, 0 HRS/MO TRADING. 4)BART RUDOLPH FARMS, START DATE 04/15/2013, OWNER LIVESTOCK FEEDYARD, OVERSEE BUYING, FEEDING AND SELLING OF CATTLE, 5 HRS/MO , 0 HRS/MO TRADING. 5)TACTICAL HOLDINGS LLC, START DATE 06/20/2019, REAL ESTATE ACQUISITION, SELL AND RENTAL, 0 HRS/MO, 0 HRS/MO TRADING. 6) WALLER GROUP LLC, 20% OWNER, FAST FOOD RESTAURANT, NO RESPONSIBILITIES, START DATE 08/01/2019, 2532 JACKSON STREET, PADUCAH KY 42053, 0 HRS/MO,0 HRS/MO TRADING. 9) Three Amigos Enterprises LLC 12320 Grief Rd Kevil KY 42053 Start Date: 4/19/19 Hours spent: 12 hours/year Hours spent during trading Hours: Zero Role/Responsibility: LLC Manager. Three Amigos is an RV Park which produces rental income from the rent of camper and rv lots. DBA Cadiz RV Park Non Investment related 11) Gentle Shepherd Daycare 138 KY Ave Kevil KY 42053 Start date: 11/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Magic Carpet Aircraft Company LLC 12320 Grief Rd Kevil KY 42053 Start Date: 12/2/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner. Used for personal liability purposes. Non Investment Related Trigg Properties LLC 5080 State Rt# 45 South Mayfield KY 42053 Rental Property Start date: 2/1/20 Hours spent: Zero Hours spent during trading Hours: Zero Role/Responsibility: LLC established to hold property. Non Investment related Name/Address: Bawlin' Calf Feeders 138 Kentucky Ave Kevil KY 42053 Start Date: 4/8/22 Hours Spent: 0-10 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Tapp House, 7850 Joppa landing Rd, Kevil, KY 42053 Start Date: 5/1/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Owner Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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