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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-24
  • TX RA
    APPROVED
    Since 2021-03-24

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services, Inc. Dallas TX 04/2008 Present
Other Businesses

PSE Wealth Management; Investment Related - Yes; 5429 LBJ Freeway, Suite 750, Dallas, TX 75240; DBA for offering financial services; Client Services; 7/2025; 160 hours per month; 160 hours per month during trading hours; supporting financial planning and investment-related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-06
S63 Uniform Securities Agent State Law Examination 2009-03-13
  • S66 Uniform Combined State Law Examination
    2014-06-06
  • S63 Uniform Securities Agent State Law Examination
    2009-03-13

View on SEC IAPD

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