Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-18
VT RA APPROVED 2009-03-19
  • TX RA
    APPROVED_RES
    Since 2017-01-18
  • VT RA
    APPROVED
    Since 2009-03-19

Branch Locations

67 Merchants Row Suite 102, Rutland, VT 05701 • United States

Rutland, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rutland VT 07/2013 Present
Previous Registrations
Other Businesses

Rutand Regional Medical Center; Rutland, VT; Charity; Health Care & Pharmaceuticals; Secretary of RRMC board. Officer position for 2 years. starting spring 2024.; Advisor or advisory group member if advice given may influence an officer/board; Part of board leadership to help support staff and physicians. Secretary.; Start date: 5/1/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-25
  • S66 Uniform Combined State Law Examination
    2008-09-25
Other Names
  • Margo Jones

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rutland, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor