Christopher Ross Pierce

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-08-27
UT	RA	APPROVED	2026-05-27
IN	RA	APPROVED	2026-03-17
DE	RA	APPROVED	2024-11-20
NC	RA	APPROVED	2024-01-11
NY	RA	APPROVED	2023-02-14
GA	RA	APPROVED	2022-07-06
MA	RA	APPROVED	2022-03-24
TX	RA	APPROVED	2022-03-21
CO	RA	APPROVED	2019-11-14
VA	RA	APPROVED	2018-06-21
AL	RA	APPROVED	2017-09-15
FL	RA	APPROVED	2016-09-15
OH	RA	APPROVED	2016-01-13
PA	RA	APPROVED	2015-07-30
CA	RA	APPROVED	2013-11-18
SC	RA	APPROVED	2012-05-03

MD RA
APPROVED

Since 2026-08-27
UT RA
APPROVED

Since 2026-05-27
IN RA
APPROVED

Since 2026-03-17
DE RA
APPROVED

Since 2024-11-20
NC RA
APPROVED

Since 2024-01-11
NY RA
APPROVED

Since 2023-02-14
GA RA
APPROVED

Since 2022-07-06
MA RA
APPROVED

Since 2022-03-24
TX RA
APPROVED

Since 2022-03-21
CO RA
APPROVED

Since 2019-11-14
VA RA
APPROVED

Since 2018-06-21
AL RA
APPROVED

Since 2017-09-15
FL RA
APPROVED

Since 2016-09-15
OH RA
APPROVED

Since 2016-01-13
PA RA
APPROVED

Since 2015-07-30
CA RA
APPROVED

Since 2013-11-18
SC RA
APPROVED

Since 2012-05-03

Branch Locations

Mobile, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Mt Pleasant	SC	12/2012	02/2018
Park Avenue Securities Llc	Mt Pleasant	SC	12/2012	02/2018
Guardian Life Insurance	Mobile	AL	02/2018	Present
Park Avenue Securities	Mobile	AL	02/2018	Present

12/2012 → 02/2018

Guardian Life Insurance Company

Mt Pleasant, SC
12/2012 → 02/2018

Park Avenue Securities Llc

Mt Pleasant, SC
02/2018 → Present

Guardian Life Insurance

Mobile, AL
02/2018 → Present

Park Avenue Securities

Mobile, AL

Other Businesses

1. Outside Insurance Sales-Sales of traditional life/disability/health/LTC products, Start: 03/23/2012, Address: 2555 N. Delwood Drive, Mobile, AL 36606, 6 bus hrs per month, Investment related, >10% annual compensation, 2. Durable POA for my wife, Start: 07/16/2012, Address: 2555 N. Delwood Dr. Mobile, AL 36606, 0 hrs per month, Not investment related, 3. Revocable Living Trust with my wife-My wife and I maintain a revocable living trust for our assets., Start: 07/16/2012, Address: 2555 N. Delwood Dr. Mobile, AL 36606, 0 hrs per month, Not investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-23
S63	Uniform Securities Agent State Law Examination	2008-05-09

S66 Uniform Combined State Law Examination

2012-04-23
S63 Uniform Securities Agent State Law Examination

2008-05-09

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Christopher R Pierce
Christopher Ross Pierce

View on SEC IAPD