Best Investors Account Sign in
Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-12-22
  • WI RA
    APPROVED
    Since 2016-12-22

Branch Locations

Brookfield, WI • United States

417 E. Chicago Street, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 04/2008 10/2021
Wells Fargo Funds Management, Llc Menomonee Falls WI 04/2008 10/2021
Allspring Funds Management, Llc Menomonee Falls WI 11/2021 Present
Allspring Funds Distributor, Llc Menomonee Falls WI 11/2021 Present
Allspring Global Investment Holdings, Llc Menomonee Falls WI 11/2021 01/2026
Allspring Global Investment Holdings, Llc Milwaukee WI 02/2026 Present
  • 04/2008 → 10/2021
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 04/2008 → 10/2021
    Wells Fargo Funds Management, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Menomonee Falls, WI
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2021 → 01/2026
    Allspring Global Investment Holdings, Llc
    Menomonee Falls, WI
  • 02/2026 → Present
    Allspring Global Investment Holdings, Llc
    Milwaukee, WI
Previous Registrations
Other Businesses

Name of Business: B&B Investment Partners, LLC and Brouillard Family Trust Investment Related: No Address of Business: 98th Street, Milwaukee, WI and 70th Street, West Allis, WI Nature of Business: Rental Property Position: Owner 50% owner of 98th Street property and 100% of West Allis property Title: Owner Start date: December 2018 Hours per month: Overall, I do not spend much time over the course of the year managing these properties. Typically, its less than 24 hrs in total per year and this is done outside of my business hours. Not compensated for this ownership outside of what is collected in net rental income, so there's no salary or payment for my duties in managing this property other than the net rental income. Duties-see above, rental

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-26
S63 Uniform Securities Agent State Law Examination 2008-06-30
  • S65 Uniform Investment Adviser Law Examination
    2013-08-26
  • S63 Uniform Securities Agent State Law Examination
    2008-06-30

View on SEC IAPD

More in Brookfield, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor