Best Investors
Account
Sign in
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-05 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sarasota | FL | 09/2013 | Present |
| Level Four Advisory Services | Sarasota | FL | 09/2013 | 08/2021 |
| Highpoint Advisor Group, Llc | Sarasota | FL | 08/2021 | Present |
1. 11/6/2013: CORE WEALTH PLANNING - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 11/27/2018 - Crypto Tax Man - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Crypto Tax Reconciliation Specialist - Started 11/05/2018 - 40 Hours Per Month/2 Hours During Securities Trading - Assist individuals by determining what their capital gain is for tax filing purposes. 3. 8/31/2021 - HighPoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/23/2021 - 40 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/06/2023 - Financial Brokerage Inc - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/25/2023 - 2 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-12 |
Reach out to this advisor