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Andrew R Berg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-01-28
TX RA APPROVED_RES 2014-05-19
  • FL RA
    APPROVED
    Since 2015-01-28
  • TX RA
    APPROVED_RES
    Since 2014-05-19

Branch Locations

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2014 Present
Bank Of America, N.A. Jacksonville FL 01/2016 Present
Previous Registrations
  • 2011-02-04 → 2013-10-09
    Morgan Stanley
    Providence, RI
    Purchase, NY
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-03
  • S66 Uniform Combined State Law Examination
    2011-02-03
Other Names
  • Andrew R Berg
  • Andrew Robert Berg

View on SEC IAPD

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