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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-04-04 |
Branch Locations
1140 Highway 315 Blvd Suite 203, Wilkes-Barre, PA 18702 • United States
Saylorburg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Wilkes Barre | PA | 09/2008 | 03/2022 |
| Park Avenue Securities Llc | Wilkes Barre | PA | 10/2008 | 03/2022 |
| Massmutual Life Insurance Co | Wilkes-Barre | PA | 04/2022 | Present |
| Mml Investors Services, Llc | Wilkes-Barre | PA | 04/2022 | Present |
(1)Name: Christopher Foder Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, fixed annuities Position: Agent Start: 01/01/2008 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Selling fixed insurance products. (2)Name: Meridian Financial Partners, LLC, Inv Rel:Y Addr: 1140 Highway 315, Suite 203, Wilkes Barre PA 18702, Nature: Manage and run a detach office location with payroll, commissions, rent, etc. Position:Partner, Start: 10/01/2013, No Hr/Mo: 6 No Hr/Mo Dur Trading: 6, Duties: work on the day-to-day activities with running a location, manage staff, advisors and daily operations. (3)Name: FIBI Capital LLC, Inv Rel: Y Addr: @ residential addr on file, Nature: Real Estate Development, Position: Owner, Start: 6/2/2025, No Hr/Mo: 10 No Hr/Mo Dur Trading; 0 Duties: Invest personal capital into real estate developments. Single family homes, rehab/flip homes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-10 |
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