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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-04
  • PA RA
    APPROVED
    Since 2022-04-04

Branch Locations

1140 Highway 315 Blvd Suite 203, Wilkes-Barre, PA 18702 • United States

Saylorburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Wilkes Barre PA 09/2008 03/2022
Park Avenue Securities Llc Wilkes Barre PA 10/2008 03/2022
Massmutual Life Insurance Co Wilkes-Barre PA 04/2022 Present
Mml Investors Services, Llc Wilkes-Barre PA 04/2022 Present
  • 09/2008 → 03/2022
    Guardian Life Insurance Company
    Wilkes Barre, PA
  • 10/2008 → 03/2022
    Wilkes Barre, PA
  • 04/2022 → Present
    Massmutual Life Insurance Co
    Wilkes-Barre, PA
  • 04/2022 → Present
    Wilkes-Barre, PA
Previous Registrations
Other Businesses

(1)Name: Christopher Foder Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, fixed annuities Position: Agent Start: 01/01/2008 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Selling fixed insurance products. (2)Name: Meridian Financial Partners, LLC, Inv Rel:Y Addr: 1140 Highway 315, Suite 203, Wilkes Barre PA 18702, Nature: Manage and run a detach office location with payroll, commissions, rent, etc. Position:Partner, Start: 10/01/2013, No Hr/Mo: 6 No Hr/Mo Dur Trading: 6, Duties: work on the day-to-day activities with running a location, manage staff, advisors and daily operations. (3)Name: FIBI Capital LLC, Inv Rel: Y Addr: @ residential addr on file, Nature: Real Estate Development, Position: Owner, Start: 6/2/2025, No Hr/Mo: 10 No Hr/Mo Dur Trading; 0 Duties: Invest personal capital into real estate developments. Single family homes, rehab/flip homes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-30
S63 Uniform Securities Agent State Law Examination 2008-05-10
  • S65 Uniform Investment Adviser Law Examination
    2012-04-30
  • S63 Uniform Securities Agent State Law Examination
    2008-05-10
Other Names
  • Christopher William Foder

View on SEC IAPD

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