Brian Keith Watts

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 09/2019
  Commonwealth Financial Network
  Waltham, MA
• 06/2014 → 12/2016
  Summit Wealth Advisors, Llc
  Overland Park, KS
• 01/2017 → 08/2019
  Infinitas Coordinated Wealth Council
  Overland Park, KS
• 08/2019 → 06/2024
  Securities America, Inc.
  Kansas City, MO
• 08/2019 → 06/2024
  Securities America Advisors
  Kansas City, MO
• 06/2024 → 03/2025
  Osaic Wealth, Inc.
  Kansas City, MO
• 06/2024 → 03/2025
  Osaic Wealth, Inc.
  Kansas City, MO
• 03/2025 → Present
  Lpl Financial Llc
  Overland Park, KS

Previous Registrations

• 2024-06-14 → 2025-04-02
  Osaic Wealth, Inc.
  Kansas City, MO
• 2019-09-12 → 2024-06-14
  Securities America Advisors, Inc.
  Kansas City, MO
• 2014-06-26 → 2019-09-12
  Commonwealth Financial Network
  Overland Park, KS
• 2010-12-02 → 2014-07-09
  Securities America Advisors, Inc.
  Saint Louis, MO
  Kansas City, MO
  St Louis, MO
• 2008-11-27 → 2010-11-30
  Waddell & Reed
  Independence, MO

Other Businesses

1 - 03/2025 - Horizon Capital Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 01/2025 - Paragon Wealth Strategies, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - KS 66223 - OBA Start Date: 03/09/2015. 3 - 01/22/2025 - Ethics LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - KS 66223 - OBA Start Date: 04/05/2022.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-26

Designations

• Certified Financial Planner

Other Names

• Brian Watts