Charles Zhong Zheng

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-26
CA	RA	APPROVED	2015-04-03

TX RA
APPROVED

Since 2016-04-26
CA RA
APPROVED

Since 2015-04-03

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

3111 Crow Canyon Pl, San Ramon, CA 94583 • United States

Danville, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Walnut Creek	CA	04/2015	11/2016
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	11/2016	Present

04/2015 → 11/2016

Wells Fargo Advisors, Llc

Walnut Creek, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Previous Registrations

2012-10-01 → 2015-04-16

J.P. Morgan Securities Llc

Dublin, CA

Dublin, CA
2011-06-16 → 2012-10-01

Chase Investment Services Corp.

Dublin, CA

Dublin, CA
2010-10-14 → 2011-06-20

Morgan Stanley

Walnut Creek, CA
2008-09-05 → 2010-03-19

Wells Fargo Investments, Llc

Oakland, CA

Other Businesses

LIGHTHOUSE WORLD COLLECTIBLES LLC, NOT INVESTMENT RELATED, SAN RAMON, CA, 100% OWNERSHIP, START 3/2/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUY AND SELL SPORTS COLLECTIBLES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-04

S66 Uniform Combined State Law Examination

2008-09-04

View on SEC IAPD