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Thomas Michael Wright

Wells Fargo Clearing Services, LLC

San Jose, CA

Campbell, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-16
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2018-03-16
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

1790 S Bascom Ave Ste 120, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Jose CA 08/2005 Present
Wells Fargo Advisors Llc San Jose CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
  • 08/2005 → Present
    Wells Fargo Bank, N.A.
    San Jose, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Jose, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
Previous Registrations
  • 2008-06-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Union City, CA
    Hayward, CA
Other Businesses

UBER, NOT INV. RELATED, SAN FRANCISCO, CA. START: 8/1/17, 32 HOURS/MONTH, 0 DURING TRADING, PROVIDE TRANSPORTATION TO CUSTOMERS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-13
  • S66 Uniform Combined State Law Examination
    2008-06-13

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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