Michael Paul Serfillippi

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2019-01-04

CT RA
APPROVED

Since 2019-01-04

Branch Locations

Manchester, CT • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
People'S Securities, Inc.	Bridgeport	CT	03/2008	12/2018
Massmutual	Springfield	MA	12/2018	Present
Mml Investors Services, Llc	Springfield	MA	12/2018	Present

03/2008 → 12/2018

People'S Securities, Inc.

Bridgeport, CT
12/2018 → Present

Massmutual

Springfield, MA
12/2018 → Present

Mml Investors Services, Llc

Springfield, MA

Previous Registrations

2008-08-19 → 2018-12-03

People'S Securities, Inc.

Bridgeport, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-07

S66 Uniform Combined State Law Examination

2008-07-07

Other Names

Morgan Serfillippi

View on SEC IAPD