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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-04 |
| IA | RA | APPROVED | 2020-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Des Moines | IA | 03/2016 | 02/2017 |
| Securities America Advisors | Des Moines | IA | 05/2016 | 02/2017 |
| Edward Jones | St. Louis | MO | 02/2017 | 02/2020 |
| Voya Financial Advisors, Inc. | Des Moines | IA | 02/2020 | 05/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 05/05/20 2) FINANCIAL INTEGRATORS- INSURANCE, 4140 Grand Ave, Des Moines, IA 50312, 05/2020, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO, 20 HR/MO TRADING. 3) FINANCIAL INTEGRATORS, 4140 Grand Avenue, Des Moines IA 50312, 01/2025, W2 EMPLOYEE, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING. 4) ANKENY INSTRUMENTAL MUSIC FOUNDATION, PO Box 753, Ankeny IA 50021, United States, 09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO: 2, HR/MO TRADING: 0 5) KJL CAPITAL LLC, 4140 Grand Ave, Des Moines IA 50312, United States, 10/17/2025, Owner, Owner/Partner of a Business Entity, NIR, (1) HR/MO - (160) HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-28 |
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