Julie Ann Moriarty

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2008-11-21

MO RA
APPROVED

Since 2008-11-21

Branch Locations

Marthasville, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2008	06/2020
Equitable Advisors, Llc	New York	NY	08/2008	Present

08/2008 → 06/2020

Axa Advisors, Llc

New York, NY
08/2008 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. KEYSTONE WIRELESS SERVICES, LLC; 196 BLACK LANTERN COURT, ST. PETERS, MO 63376; SILENT PARTNER (1% OWNER); START 8/31/2020; APPROXIMATELY 1 HOUR/MONTH. 2. CERTIFIED YOGA INSTRUCTOR; START 10/18/2022; APPROXIMATELY 4 HOURS/MONTH. 3. DARAN L. DAAB & JULIE A. MORIARTY JOINT REVOCABLE TRUST; 2/11/22; TRUSTEE - SELF & SPOUSE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-20

S66 Uniform Combined State Law Examination

2008-11-20

Other Names

Julie Moriarty

View on SEC IAPD