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Denise Cerny

J.P. Morgan Securities LLC

Orland Park, IL

CRD 5516402

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
IL RA APPROVED 2019-05-28
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • IL RA
    APPROVED
    Since 2019-05-28

Branch Locations

13211 Lagrange Rd, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Orland Park IL 03/2019 07/2020
Chase Investment Services Corp Orland Park IL 05/2008 03/2019
J.P.MOrgan Securities Orland Park IL 08/2020 Present
  • 03/2019 → 07/2020
    J.P. Morgan Securities
    Orland Park, IL
  • 05/2008 → 03/2019
    Chase Investment Services Corp
    Orland Park, IL
  • 08/2020 → Present
    J.P.MOrgan Securities
    Orland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-29
S63 Uniform Securities Agent State Law Examination 2008-05-13
  • S66 Uniform Combined State Law Examination
    2019-04-29
  • S63 Uniform Securities Agent State Law Examination
    2008-05-13
Other Names
  • Denise M Cerny

View on SEC IAPD

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