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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-01 |
| IL | RA | APPROVED | 2022-05-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Deerfield | IL | 10/2015 | 02/2018 |
| New York Life Insurance Company | Deerfield | IL | 10/2015 | 02/2018 |
| Eagle Strategies Llc | Deerfield | IL | 11/2015 | 02/2018 |
| Guardian | Glenview | IL | 11/2018 | 05/2019 |
| Movement Mortgage | Chicago | IL | 09/2018 | 11/2018 |
| Bridgeview Bank Group | Chicago | IL | 06/2018 | 09/2018 |
| Massmutual Life Insurance Co | Grayslake | IL | 05/2019 | Present |
| Mml Investors Services, Llc | Chicago | IL | 06/2019 | 02/2020 |
| Unemployed | Mundelein | IL | 02/2018 | 06/2018 |
| Park Avenue Securities Llc | Glenview | IL | 11/2018 | 05/2019 |
| Mml Investors Services, Llc | Grayslake | IL | 08/2021 | Present |
(1) Name: Chadwick Noyes Inv rel: Y Addr: At residential address Nature: Outside Insurance - life, disability, equity fixed life, fixed annuities Position: Owner Start: 12/1/2021 No hrs/mo: 5 No hrs/mo dur trading: 5 Duties: Selling fixed insurance and annuity products when suitable for clients outside of MassMutual. (2) Name: Chad Noyes - Vernon Hills Youth Sports Club Inv rel: N Addr: 50 Lakeview Pwky #106, Vernon Hills, IL 60061 Nature: Other; Volunteer Youth Sports Coach - Soccer and Flag Football Position: Head Coach Start: 12/1/2021 No hrs/mo: 8 No hrs/mo dur trading: 0 Duties: Teaching kids aged 5-10 how to play soccer and flag football. (3) Name: Chad Noyes Inv rel: Y Addr: At Residential Address Nature: Non-profit Organization; GiGi's Playhouse - Dwn Synd Achievement Center Position: Volunteer Board Member Start: 12/1/2021 No hrs/mo: 3 No hrs/mo dur trading: 0 Duties: Attend monthly board meetings, help promote and support GiGi's Playhouse in the community by promoting our events and helping to raise funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2012-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-25 |
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