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Chadwick R Noyes

Mml Investors Services, LLC

Grayslake, IL

CRD 5516296

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-01
IL RA APPROVED 2022-05-17
  • TX RA
    APPROVED_RES
    Since 2023-02-01
  • IL RA
    APPROVED
    Since 2022-05-17

Branch Locations

Grayslake, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Deerfield IL 10/2015 02/2018
New York Life Insurance Company Deerfield IL 10/2015 02/2018
Eagle Strategies Llc Deerfield IL 11/2015 02/2018
Guardian Glenview IL 11/2018 05/2019
Movement Mortgage Chicago IL 09/2018 11/2018
Bridgeview Bank Group Chicago IL 06/2018 09/2018
Massmutual Life Insurance Co Grayslake IL 05/2019 Present
Mml Investors Services, Llc Chicago IL 06/2019 02/2020
Unemployed Mundelein IL 02/2018 06/2018
Park Avenue Securities Llc Glenview IL 11/2018 05/2019
Mml Investors Services, Llc Grayslake IL 08/2021 Present
  • 10/2015 → 02/2018
    Nylife Securities Llc
    Deerfield, IL
  • 10/2015 → 02/2018
    New York Life Insurance Company
    Deerfield, IL
  • 11/2015 → 02/2018
    Deerfield, IL
  • 11/2018 → 05/2019
    Guardian
    Glenview, IL
  • 09/2018 → 11/2018
    Movement Mortgage
    Chicago, IL
  • 06/2018 → 09/2018
    Bridgeview Bank Group
    Chicago, IL
  • 05/2019 → Present
    Massmutual Life Insurance Co
    Grayslake, IL
  • 06/2019 → 02/2020
    Chicago, IL
  • 02/2018 → 06/2018
    Unemployed
    Mundelein, IL
  • 11/2018 → 05/2019
    Park Avenue Securities Llc
    Glenview, IL
  • 08/2021 → Present
    Grayslake, IL
Previous Registrations
Other Businesses

(1) Name: Chadwick Noyes Inv rel: Y Addr: At residential address Nature: Outside Insurance - life, disability, equity fixed life, fixed annuities Position: Owner Start: 12/1/2021 No hrs/mo: 5 No hrs/mo dur trading: 5 Duties: Selling fixed insurance and annuity products when suitable for clients outside of MassMutual. (2) Name: Chad Noyes - Vernon Hills Youth Sports Club Inv rel: N Addr: 50 Lakeview Pwky #106, Vernon Hills, IL 60061 Nature: Other; Volunteer Youth Sports Coach - Soccer and Flag Football Position: Head Coach Start: 12/1/2021 No hrs/mo: 8 No hrs/mo dur trading: 0 Duties: Teaching kids aged 5-10 how to play soccer and flag football. (3) Name: Chad Noyes Inv rel: Y Addr: At Residential Address Nature: Non-profit Organization; GiGi's Playhouse - Dwn Synd Achievement Center Position: Volunteer Board Member Start: 12/1/2021 No hrs/mo: 3 No hrs/mo dur trading: 0 Duties: Attend monthly board meetings, help promote and support GiGi's Playhouse in the community by promoting our events and helping to raise funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-25
S65 Uniform Investment Adviser Law Examination 2012-07-19
S63 Uniform Securities Agent State Law Examination 2008-07-25
  • S66 Uniform Combined State Law Examination
    2023-01-25
  • S65 Uniform Investment Adviser Law Examination
    2012-07-19
  • S63 Uniform Securities Agent State Law Examination
    2008-07-25
Designations
  • Chartered Financial Consultant
Other Names
  • Chad Ryan Noyes
  • Chadwick Ryan Noyes

View on SEC IAPD

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