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David Neil Wilkinson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-17
IL RA APPROVED 2017-10-16
  • TX RA
    APPROVED
    Since 2017-10-17
  • IL RA
    APPROVED
    Since 2017-10-16

Branch Locations

401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 08/2017 Present
Self Independent Trader Arlington Heights IL 02/2014 07/2017
Bank Of America, N.A. Rolling Meadows IL 09/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-14
  • S66 Uniform Combined State Law Examination
    2017-10-14
Other Names
  • David Neil Wilkinson
  • David Neil Wilkinson
  • David Wilkinson

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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