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Bend, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-30 |
| OR | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fincham Financial Group - New York Life | Bend | OR | 09/2013 | 07/2019 |
| Fincham Financial Group - New York Life | Bend | OR | 07/2019 | 12/2019 |
| Treeline Financial Planning Llc | Bend | OR | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-20 |
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