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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-26
OH RA APPROVED 2008-07-07
  • TX RA
    APPROVED_RES
    Since 2014-06-26
  • OH RA
    APPROVED
    Since 2008-07-07

Branch Locations

905 Zane St, Zanesville, OH 43702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Zanesville OH 04/2008 Present
Bank Of America, N.A. Zanesville OH 06/2011 Present
  • 04/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Zanesville, OH
  • 06/2011 → Present
    Bank Of America, N.A.
    Zanesville, OH
Other Businesses

I*109372 For profit or not for profit: Non-Profit Organization Name of outside business organization: Bishop Rosecrans High School Investment related: N Address of business: Zanesville, Ohio 43701 Nature of business: Charitable Organization, Position, title, association: Part-Time, Start date of relationship: 8/1/2017 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: assistant soccer coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-25
  • S66 Uniform Combined State Law Examination
    2008-06-25
Other Names
  • Daniel Paul Maxwell
  • Danny Maxwell
  • Daniel P Maxwell

View on SEC IAPD

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