Anthea Victoria Caroline Maybury

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Santa Rosa, CA
• 11/2016 → 12/2021
  Wells Fargo Clearing Services, Llc
  Santa Rosa, CA
• 12/2021 → Present
  Lpl Financial Llc
  Santa Rosa, CA

Previous Registrations

• 2011-01-03 → 2021-12-16
  Wells Fargo Clearing Services, Llc
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
  San Francisco, CA
  Corte Madera, CA
  Santa Rosa, CA
  Santa Rosa, CA
• 2009-04-22 → 2011-01-03
  Wells Fargo Investments, Llc
  Santa Rosa, CA

Other Businesses

1. 12/8/2021 - No Business Name - Investment Related - Home Based - other-Real Estate License. 2. 12/8/2021 - No Business Name - Investment Related - Home Based - other- Real Estate Services - Marketing Specialist - 8 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-21

Other Names

• Anthea Victoria Maybury
• Anthea Victoria Caroline Maybury