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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-08 |
Branch Locations
5440 Harvest Hill Rd Suite 252, Dallas, TX 75230 • United States
2520 81St Street, Lubbock, TX 79423-2226 • United States
3510 Unocal Pl, Suite 300, Santa Rosa, CA 95403 • United States
620 Newport Center Dr Ste 280, Newport Beach, CA 92660 • United States
Santa Rosa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Rosa | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2016 | 12/2021 |
| Lpl Financial Llc | Santa Rosa | CA | 12/2021 | Present |
1. 12/8/2021 - No Business Name - Investment Related - Home Based - other-Real Estate License. 2. 12/8/2021 - No Business Name - Investment Related - Home Based - other- Real Estate Services - Marketing Specialist - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-21 |
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