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1528 W. Warm Springs Rd #120, Henderson, NV 89014 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-02-24 |
Branch Locations
7396 Union Park Ave. Suite 101, Midvale, UT 84047 • United States
1528 W. Warm Springs Rd #120, Henderson, NV 89014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 11/2012 | 02/2020 |
| West Ridge Advisors | Henderson | NV | 02/2020 | Present |
STOKER FINANCIAL LLC POSITION: OWNER NATURE: TAX PURPOSES INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 08/01/2014 ADDRESS: 7396 UNION PARK AVE, STE 101, MIDVALE UT 84047 DESCRIPTION: THIS LLC WAS STRICTLY SET UP FOR TAX PURPOSES. I RUN MY TAXES THROUGH THIS BUT DON'T USE IT FOR MY PUBLIC NAME LIFE/ACCIDENT/HEALTH INSURANCE AND ANNUITIES POSITION: Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 2950 SW McClure Rd, Topeka KS 66614 DESCRIPTION: To provide additional insurance related products for my clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-16 |
| S66 | Uniform Combined State Law Examination | 2008-07-21 |
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