Ronald W Lamberton

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Principal Life Insurance Company
  Minnetonka, MN
• 03/2016 → Present
  Principal Securities Inc
  Minnetonka, MN
• 01/2021 → Present
  J.J. Swanson Advisory Group
  Minnetonka, MN
• 07/2025 → Present
  Bridge Street Wealth Strategies
  Owatonna, MN

Other Businesses

**Fixed Insurance; Investment Related; Agent; Fixed: LI, DI, LTC, Annuities, Health, Medical (Supplemental Insurance) Group: Life; Voluntary Life; Short and/or Long Term Disability; Vision and Dental; Start Date: 04/01/2015; 20 hrs per month; during trading hours. **J.J. Swanson Advisory Group; Not Investment Related; Minnetonka, MN; Relationship Manager; Build and maintain an employee education program for retirement plan participants. Will be working with plan sponsors and participants of new and existing retirement plans and corporate clients.; Start Date: 01/01/2021; 100 hrs per month; 100 during trading hours. **AAA MINNEAPOLIS POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2023 ADDRESS: 5400 Auto Club Way, Minneapolis MN 55416, United States DESCRIPTION: AAA Minneapolis is the local affiliate of the member-based American Automobile Association, or AAA. AAA Minneapolis is headquartered in St. Louis Park, MN, and services more than 200,000 members in Hennepin, Anoka, and Carver counties, providing Travel Services, Retail Services and Insurance Services (auto, home, umbrella, life and health, (including Medicare plans, LTC) to their members. I will not be directly involved in the selling of their services to the public. **BRIDGE STREET WEALTH STRATEGIES (DBA) POSITION: Senior Advisor NATURE: Financial Strategies/Needs Analysis INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 202 W. Bridge Street, STE 203, Owatonna MN 55060, United States DESCRIPTION: Marketing our common brand for Financial Consulting.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-05

Other Names

• Ronald Lamberton