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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-27
TX RA APPROVED 2022-04-27
  • CA RA
    APPROVED
    Since 2022-04-27
  • TX RA
    APPROVED
    Since 2022-04-27

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 03/2010 03/2022
Ubs Financial Services Inc Houston TX 04/2022 Present
Previous Registrations
Other Businesses

1) Name of Business: NuSkin./ Address: 75 west center st Provo Utah United States 84601./ Investment Related: No./ Nature: MLM company that develops and sells personal care products and supplements./ Role: passively promote products, the idea is jut to sign up so I can obtain a discount on products for my personal use, but seldom if someone close would like to use my discount code, there's a small % commission for products bought under that code or link./ Start Date: 7/1/2023./ Hours Devoted: N/A. / Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-28
  • S66 Uniform Combined State Law Examination
    2009-04-28
Other Names
  • Beatriz Lorena Mendez Godoy
  • Betty Mendez
  • Beatriz L Mendez
  • Beatriz Mendez
  • Beatriz Lorena Mendez
  • Beatriz Lorena Kenney
  • Betty Keeney
  • Beatriz L Keeney
  • Beatriz L. Keeney
  • Beatriz Lorena Keeney

View on SEC IAPD

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