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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
CA RA APPROVED 2023-11-22
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • CA RA
    APPROVED
    Since 2023-11-22

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

1 Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 03/2011 08/2022
Bank Of America, Na Palo Alto CA 07/2017 08/2022
First Republic Securities Company, Llc Palo Alto CA 08/2022 09/2023
First Republic Investment Management, Inc. Palo Alto CA 08/2022 Present
J.P. Morgan Securities Llc Palo Alto CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Palo Alto CA 10/2023 Present
Notary Sacramento CA 06/2023 Present
  • 03/2011 → 08/2022
    Palo Alto, CA
  • 07/2017 → 08/2022
    Bank Of America, Na
    Palo Alto, CA
  • 08/2022 → 09/2023
    First Republic Securities Company, Llc
    Palo Alto, CA
  • 08/2022 → Present
    First Republic Investment Management, Inc.
    Palo Alto, CA
  • 09/2023 → Present
    Palo Alto, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
  • 06/2023 → Present
    Notary
    Sacramento, CA
Previous Registrations
Other Businesses

Entity Name: Notary Investment related: No "Address: California Secretary of State 1500 11th Street Sacramento, CA 95814 https://www.sos.ca.gov/notary" Nature of the other business: Notary Position/Title/Relationship: Employee/Contractor Start Date: 06/02/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will maintain my notary public appointment independently. A notary public acts as an impartial witness to the signing of important legal documents, preventing fraud by verifying the signer's identity and ensuring they are signing willingly. They authenticate signatures, administer oaths, and perform other notarial acts, but cannot provide legal advice or practice law

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-28
S63 Uniform Securities Agent State Law Examination 2000-07-22
  • S66 Uniform Combined State Law Examination
    2010-12-28
  • S63 Uniform Securities Agent State Law Examination
    2000-07-22
Other Names
  • Cynthia C. Tetro Marques
  • Cynthia Carol Metcalf
  • Cynthia Carol Metcalf
  • Cynthia Carol Terto Marques
  • Cynthia Cougoule
  • Cynthia C Cougoule
  • Cynthia Carol Cougoule

View on SEC IAPD

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