Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| CA | RA | APPROVED | 2023-11-22 |
Branch Locations
2100 El Camino Real, Palo Alto, CA 94306 • United States
1 Front Street, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 03/2011 | 08/2022 |
| Bank Of America, Na | Palo Alto | CA | 07/2017 | 08/2022 |
| First Republic Securities Company, Llc | Palo Alto | CA | 08/2022 | 09/2023 |
| First Republic Investment Management, Inc. | Palo Alto | CA | 08/2022 | Present |
| J.P. Morgan Securities Llc | Palo Alto | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Palo Alto | CA | 10/2023 | Present |
| Notary | Sacramento | CA | 06/2023 | Present |
Entity Name: Notary Investment related: No "Address: California Secretary of State 1500 11th Street Sacramento, CA 95814 https://www.sos.ca.gov/notary" Nature of the other business: Notary Position/Title/Relationship: Employee/Contractor Start Date: 06/02/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will maintain my notary public appointment independently. A notary public acts as an impartial witness to the signing of important legal documents, preventing fraud by verifying the signer's identity and ensuring they are signing willingly. They authenticate signatures, administer oaths, and perform other notarial acts, but cannot provide legal advice or practice law
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-22 |
Reach out to this advisor