Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-17 |
| LA | RA | APPROVED | 2019-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Rice & Company L.L.C. | New Orleans | LA | 11/2009 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 11/2019 | Present |
| Bank Of America N.A. | New Orleans | LA | 01/2020 | Present |
I*129159 For profit or not for profit: For-Profit Organization Name of outside business organization: TWBJRCO LLC Investment related: Address of business: Metairie, Louisiana 70005 Nature of business: LLC, Compensation for Activity: Position, title, association: Owner, Start date of relationship: 11/2/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a dormant LL that was created for a business purpose that never occurred
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-02 |
Reach out to this advisor