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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-30 |
| KS | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED_RES | 2025-05-12 |
Branch Locations
9700 Metcalf, Overland Park, KS 66212 • United States
1 Ward Parkway, Kansas City, MO 64112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Kansas City | MO | 06/2013 | 12/2022 |
| Convergence Financial | Columbia | MO | 12/2022 | 01/2024 |
| Lpl Financial Llc | Kansas City | MO | 12/2022 | 01/2024 |
| Umb Bank | Kansas City | MO | 01/2024 | 05/2025 |
| Umb Financial Services, Inc | Kansas City | MO | 01/2024 | 05/2025 |
| Umb Financial Services, Inc. | Kansas City | MO | 01/2017 | 11/2022 |
| Raymond James Financial Services Advisors, Inc. | Overland Park | KS | 05/2025 | Present |
| Raymond James Financial Services, Inc. | Overland Park | KS | 05/2025 | Present |
| First National Bank Of Omaha | Overland Park | KS | 05/2025 | Present |
(1)Name of Business: First Investments and Planning Address: 4650 College Blvd Ste 200, Overland Park, KS, 66211-1605, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/12/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-06 |
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