Tuong-Vy N Tran

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 04/2023
  Jpmorgan Securities Llc
  Port Arthur, TX
• 05/2023 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 05/2023 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2013-06-19 → 2023-04-25
  J.P. Morgan Securities Llc
  Orange, TX
  Port Arthur, TX
  Beaumont, TX
  Beaumont, TX
  Beaumont, TX
  Nederland, TX
  Fountain, CO
  Colorado Springs, CO
• 2011-01-03 → 2013-06-12
  Wells Fargo Clearing Services, Llc
  Denver, CO
  Houston, TX
  Groves, TX
  Greenwood Village, CO
  Highlands Ranch, CO
• 2009-01-05 → 2011-01-03
  Wells Fargo Investments, Llc
  Denver, CO
  Littleton, CO

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: COOLER BY THE SEA, LLC. POSITION: SIGNER OF BANK ACCOUNT START DATE: 6/3/2016 ADDRESS: 10985 Beaumont TX DETAILS: DISTRIBUTE SEAFOOD TO RESTAURANT, GROCERY STORES, AND INDIVIDUAL CONSUMERS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2008-12-23

Other Names

• Vy N Tran
• Tuong-Vy N Tran
• Tuong-Vy Ngoc Tran
• Vy Tran