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Melanie Jo Pearson

Ubs Financial Services Inc.

Langley, WA

Weehawken, NJ

CRD 5514475

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-01-09
ID RA APPROVED 2022-07-13
  • WA RA
    APPROVED
    Since 2025-01-09
  • ID RA
    APPROVED
    Since 2022-07-13

Branch Locations

Langley, WA • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boise ID 08/2015 07/2022
Charles Schwab Bank Boise ID 08/2015 11/2020
Ubs Financial Services Inc Boise ID 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-03
S63 Uniform Securities Agent State Law Examination 2010-07-02
  • S66 Uniform Combined State Law Examination
    2019-04-03
  • S63 Uniform Securities Agent State Law Examination
    2010-07-02
Other Names
  • Melanie Jo Caldwell
  • Melanie Jo Caldwell

View on SEC IAPD

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