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William Thomas Wike

Austin Asset

Austin, TX

CRD 5514440

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Employer firm

Austin Asset CRD 105441

$1.87B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Austin Asset

7200 N. Mopac, Suite 315, Austin, TX 78731 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-09
  • TX RA
    APPROVED
    Since 2012-07-09

Branch Locations

7200 N. Mopac, Suite 315, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Austin Asset Management Co. Austin TX 02/2012 Present
  • 02/2012 → Present
    Austin Asset Management Co.
    Austin, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-13
S65 Uniform Investment Adviser Law Examination 2009-10-21
  • S63 Uniform Securities Agent State Law Examination
    2011-10-13
  • S65 Uniform Investment Adviser Law Examination
    2009-10-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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