Michael S Treinen

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 05/2025
  Ubs Financial Services Inc
  Boise, ID
• 05/2025 → Present
  Rbc Capital Markets, Llc
  Eagle, ID

Previous Registrations

• 2009-04-24 → 2025-06-09
  Ubs Financial Services Inc.
  Boise, ID
• 2008-08-01 → 2009-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boise, ID

Other Businesses

1) NAME OF ENTITY: Idaho Catholic Foundation ADDRESS: 1501 S Federal Way Suite 400 Boise Idaho 83705 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE:15/12/2015 CAPACITY: Committee/Council Member, Director DUTIES: I serve as chairman of the board for the Board of Directors of the Idaho Catholic Foundation. In addition, I serve on the finance committee where we work with an outside consultant to manage the Foundation's endowment. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours 2) NAME OF ENTITY: Mortar Board National Foundation ADDRESS: 1200 Chambers Rd Suite 201 Columbus Ohio 43212 INVESTMENT/NOT INVESTMENT RELATED: Yes, As part of the committee, we discuss the recommendations from our investment advisor and approve/disapprove them. I share my knowledge and opinions about the recommendations. BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01/01/2023 CAPACITY: Committee/Council Member DUTIES: I serve on the investment committee for the National Mortar Board Foundation. We work with an outside investment advisor (Schwab) to manage the Foundation's assets. FA confirmed with BSG he is NOT an authorized individual on the Schwab account. He just advises the committee. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours 3) eBay, Boise Idaho United States-83706, My son sells items through the eBay website. He acquires these items by playing video games, and from buying/trading them with other uses. Because he is a minor (age 14), he cannot have his own eBay account, so I set one up under my name which is linked to my UBS RMA. When he sells items on eBay, the net proceeds are deposited into my UBS RMA.Retailers (Apparel, Food, General), Parent; custodian of my child, I oversee his transactions and monitor his communications on eBay, start date-1/1/2025

Exams

• S66 Uniform Combined State Law Examination
  2008-07-23

Designations

• Certified Financial Planner