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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-10-14
LA RA APPROVED 2024-05-31
TX RA APPROVED 2024-05-02
  • NV RA
    APPROVED
    Since 2024-10-14
  • LA RA
    APPROVED
    Since 2024-05-31
  • TX RA
    APPROVED
    Since 2024-05-02

Branch Locations

Austin, TX • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Retirement Group San Diego CA 02/2011 04/2024
Osaic Wealth, Inc. Austin TX 11/2023 04/2024
Lpl Financial Llc Austin TX 05/2024 06/2025
Wealth Enhancement Group Austin TX 05/2024 Present
Wealth Enhancement Advisory Services Austin TX 05/2024 Present
Wealth Enhancement Brokerage Services Austin TX 05/2024 Present
  • 02/2011 → 04/2024
    The Retirement Group
    San Diego, CA
  • 11/2023 → 04/2024
    Osaic Wealth, Inc.
    Austin, TX
  • 05/2024 → 06/2025
    Austin, TX
  • 05/2024 → Present
    Wealth Enhancement Group
    Austin, TX
  • 05/2024 → Present
    Wealth Enhancement Advisory Services
    Austin, TX
  • 05/2024 → Present
    Wealth Enhancement Brokerage Services
    Austin, TX
Previous Registrations
  • 2024-10-14 → 2025-07-02
    Fort Mill, SC
    San Diego, CA
    Austin, TX
    Austin, TX
    Las Vegas, NV
  • 2018-01-25 → 2024-05-31
    The Retirement Group, Llc
    Austin, TX
    San Diego, CA
  • 2012-06-28 → 2017-12-31
    The Retirement Group, Llc
    San Diego, CA
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 5/1/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-06
  • S66 Uniform Combined State Law Examination
    2012-04-06
Other Names
  • Tyson Nikola Mavar

View on SEC IAPD

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