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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-04-22
  • NJ RA
    APPROVED
    Since 2019-04-22

Branch Locations

60 Blue Heron Road Suite 200, Sparta, NJ 07871 • United States

119 Cherry Hill Road Suite 135, Parsippany, NJ 07054 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Scordato & Associates Parsippany NJ 12/2006 Present
Gf Investment Services Sarasota FL 10/2016 04/2019
Donna Dupre Hamburg NJ 11/2008 Present
Global Financial Private Capital Sarasota FL 01/2017 04/2019
J.W. Cole Financial, Inc. Tampa FL 04/2019 Present
J.W. Cole Advisors, Inc. Tampa FL 04/2019 Present
  • 12/2006 → Present
    Mark Scordato & Associates
    Parsippany, NJ
  • 10/2016 → 04/2019
    Gf Investment Services
    Sarasota, FL
  • 11/2008 → Present
    Donna Dupre
    Hamburg, NJ
  • 01/2017 → 04/2019
    Global Financial Private Capital
    Sarasota, FL
  • 04/2019 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 04/2019 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2017-01-17 → 2019-04-24
    Global Financial Private Capital, Inc.
    Parsippany, NJ
    Sarasota, FL
Other Businesses

(1) Licensed with the Department of Banking and Insurance since 11/2008/Insurance Agent; sell life insurance and annuities; approximately 10 hours/week. (2) Work as Senior Manager for Mark Scordato & Associates as Senior Manager since 12/2006;in charge of marketing for the firm; compliance; work with clients to help answer questions; manage the firm day to day operations; approx. 40 hours/week. (3) MSA Wealth Management; 60 Blue Heron Road, Ste 200, Sparta, NJ 07871; Investment Related; Financial Services; Senior Manager/Financial Advisor; Start 1/1/2012; 140 hours/month during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-11
  • S66 Uniform Combined State Law Examination
    2017-01-11
Other Names
  • Donna Lynn Oorbeek

View on SEC IAPD

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