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Michael Gilbert Hackler

LPl Financial LLC

Baton Rouge, LA

CRD 5514231

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-12-12
TX RA APPROVED 2022-12-12
  • LA RA
    APPROVED
    Since 2022-12-12
  • TX RA
    APPROVED
    Since 2022-12-12

Branch Locations

4021 W.E. Heck Court, Suite D3, Baton Rouge, LA 70816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 04/2008 08/2019
Horizon Financial Group Baton Rouge LA 08/2019 01/2021
Hackler Financial, Llc Baton Rouge LA 08/2015 07/2021
Cetera Advisors Denver CO 08/2019 12/2022
Lpl Financial, Llc Baton Rouge LA 12/2022 Present
Cornerstone Wealth, Llc Baton Rouge LA 02/2021 Present
  • 04/2008 → 08/2019
    Baton Rouge, LA
  • 08/2019 → 01/2021
    Horizon Financial Group
    Baton Rouge, LA
  • 08/2015 → 07/2021
    Hackler Financial, Llc
    Baton Rouge, LA
  • 08/2019 → 12/2022
    Cetera Advisors
    Denver, CO
  • 12/2022 → Present
    Baton Rouge, LA
  • 02/2021 → Present
    Cornerstone Wealth, Llc
    Baton Rouge, LA
Previous Registrations
  • 2019-08-01 → 2022-12-12
    Cetera Advisors Llc
    Baton Rouge, LA
    Baton Rouge, LA
  • 2010-05-20 → 2019-08-19
    San Diego, CA
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

1)12/07/2022 - Cornerstone Wealth, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/07/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-18
  • S66 Uniform Combined State Law Examination
    2010-05-18
Designations
  • Certified Financial Planner
Other Names
  • Mike Gilbert Hackler

View on SEC IAPD

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