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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-12-12 |
| TX | RA | APPROVED | 2022-12-12 |
Branch Locations
4021 W.E. Heck Court, Suite D3, Baton Rouge, LA 70816 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baton Rouge | LA | 04/2008 | 08/2019 |
| Horizon Financial Group | Baton Rouge | LA | 08/2019 | 01/2021 |
| Hackler Financial, Llc | Baton Rouge | LA | 08/2015 | 07/2021 |
| Cetera Advisors | Denver | CO | 08/2019 | 12/2022 |
| Lpl Financial, Llc | Baton Rouge | LA | 12/2022 | Present |
| Cornerstone Wealth, Llc | Baton Rouge | LA | 02/2021 | Present |
1)12/07/2022 - Cornerstone Wealth, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/07/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-18 |
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