Karen S Roberts

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2020
  Td Ameritrade
  Rancho Cucamonga, CA
• 12/2020 → 03/2022
  Charles Schwab & Co., Inc.
  Upland, CA
• 12/2020 → 03/2022
  Charles Schwab Bank, Ssb
  Upland, CA
• 01/2023 → Present
  Morgan Stanley
  Irvine, CA
• 04/2022 → 12/2022
  24 Hour Home Care
  Culver City, CA

Previous Registrations

• 2020-12-22 → 2022-04-14
  Charles Schwab & Co., Inc.
  Upland, CA
• 2015-12-15 → 2020-12-31
  Td Ameritrade, Inc.
  Upland, CA
• 2015-12-15 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Rancho Cucamonga, CA
• 2012-03-23 → 2013-12-20
  Msi Financial Services, Inc.
  Brea, CA
• 2008-07-09 → 2010-09-21
  Thrivent Investment Management Inc.
  Thousand Oaks, CA
  Ontario, CA
  Ontario, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-07-08

Other Names

• Karen Susan Williams
• Karen Susan Roberts