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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-23 |
| IL | RA | APPROVED | 2022-05-18 |
Branch Locations
5211 W Landens Way, Peoria, IL 61615 • United States
8629 N Knoxville Ave, Peoria, IL 61615 • United States
100 Legion Road, Washington, IL 61571 • United States
110 S Fourth St, Chillicothe, IL 61523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cefcu | Peoria | IL | 06/2006 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 04/2008 | Present |
| Lpl Financial Llc | Peoria | IL | 05/2022 | Present |
1. 05-18-2022-CEFCU Investment Services- Investment Related - AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-04 |
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