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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-06-04
VT RA APPROVED 2021-06-01
  • NH RA
    APPROVED
    Since 2021-06-04
  • VT RA
    APPROVED
    Since 2021-06-01

Branch Locations

89 North Main Street, Concord, NH 03302 • United States

84 Marlboro Street, Keene, NH 03431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 03/2002 05/2021
Infinex Investments, Inc. Meriden CT 06/2021 Present
Nh Trust Keene NH 06/2021 Present
  • 03/2002 → 05/2021
    Waltham, MA
  • 06/2021 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 06/2021 → Present
    Nh Trust
    Keene, NH
Previous Registrations
Other Businesses

1.)Fixed Insurance Sales, as an Agent; Conducted at branch location; Investment related. 2.) Brattleboro Sunrise Rotary. Not investment related. Charitable Fund raising.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-19
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S66 Uniform Combined State Law Examination
    2002-04-19
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Other Names
  • Toni Ann Ciampaglione
  • Toni Ann C Sewing

View on SEC IAPD

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