Rishma Daniel-Sulaiman

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Prudential Insurance Company Of America
  Ozone Park, NY
• 11/2008 → 11/2024
  Pruco Securities, Llc.
  Ozone Park, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Ozone Park, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Forest Hills, NY
  Ozone Park, NY

Other Businesses

1) 10/02/2024 - Nirvana Realty - I passively do Real Estate, if one of my old clients or family members are interested in buying or selling the interested in buying or selling a home and asks me for assisting only then I actively help them. Otherwise, I do not solicit the business - Mortgage/Real Estate Services - Inv Related - At OZONE PARK, NY - Start Date 08/20/1996 - 2hrs/mth - 0hrs/mth During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-12-01

Other Names

• Rishma Daniel
• Rishma D Sulaiman