John Guenther Haller

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-05-15

OH RA
APPROVED

Since 2025-05-15

Branch Locations

2501 W Main St, Troy, OH 45373 • United States

1284 E Ash St, Piqua, OH 45356 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wright-Patt Credit Union	Troy	OH	09/2010	Present
Cuso Financial Services, Lp	San Diego	CA	09/2010	Present
Lpl Financial Llc	Troy	OH	05/2025	Present

09/2010 → Present

Wright-Patt Credit Union

Troy, OH
09/2010 → Present

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Troy, OH

Previous Registrations

2010-09-17 → 2025-05-15

Cuso Financial Services, L.P.

San Diego, CA

Troy, OH
2009-12-14 → 2010-09-27

Fifth Third Securities, Inc.

Covington, OH

Troy, OH

Troy, OH

Troy, OH
2006-06-28 → 2009-12-03

Chase Investment Services Corp.

Centerville, OH

Sidney, OH

Dayton, OH

Other Businesses

1) 05/15/2025 - WPCU Retirement Solutions - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 23-APR-25 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-27
S63	Uniform Securities Agent State Law Examination	2000-05-25

S66 Uniform Combined State Law Examination

2006-06-27
S63 Uniform Securities Agent State Law Examination

2000-05-25

View on SEC IAPD