Charles Mcclane Roberts

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-20
VA	RA	APPROVED	2015-05-20

TX RA
APPROVED_RES

Since 2018-03-20
VA RA
APPROVED

Since 2015-05-20

Branch Locations

Virginia Beach, VA • United States

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Norfolk	VA	05/2015	Present

05/2015 → Present

Ubs Financial Services Inc.

Norfolk, VA

Previous Registrations

2011-05-27 → 2015-05-06

Strategic Advisers Llc

Hilton Head Island, SC

Sarasota, FL

Sarasota, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-11
S63	Uniform Securities Agent State Law Examination	2008-06-03

S66 Uniform Combined State Law Examination

2011-07-11
S63 Uniform Securities Agent State Law Examination

2008-06-03

Other Names

Charles M Roberts
Charles Mcclane Roberts
Charles Mcclane Roberts

View on SEC IAPD