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Andrew Carroll Jaffee

Apollon Wealth Management, LLC

Mount Pleasant, SC

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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-28
GA RA APPROVED 2018-03-27
NC RA APPROVED 2018-03-06
SC RA APPROVED 2018-03-06
TX RA APPROVED 2018-03-06
  • FL RA
    APPROVED
    Since 2018-03-28
  • GA RA
    APPROVED
    Since 2018-03-27
  • NC RA
    APPROVED
    Since 2018-03-06
  • SC RA
    APPROVED
    Since 2018-03-06
  • TX RA
    APPROVED
    Since 2018-03-06

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2008 02/2018
Northwestern Mutual Investment Services Llc Charleston SC 09/2008 02/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2018
Apollon Wealth Management, Llc Charleston SC 02/2018 Present
Apollon Insurance Group Charleston SC 02/2018 Present
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH APOLLON INSURANCE GROUP FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, PLAYTODAY! FOUNDATION, NON-PROFIT, START DATE: 07/27/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT - OVERSEE ORGANIZATION VISION, FUNDRAISING, SIGNER ON ORGANIZATION BANK ACCOUNT ALONG WITH TREASURER 3. EmpowerAbility Planning LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-30
S63 Uniform Securities Agent State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2013-03-30
  • S63 Uniform Securities Agent State Law Examination
    2008-10-16
Designations

View on SEC IAPD

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