Andrew Carroll Jaffee

Employer firm

Apollon Wealth Management, LLC CRD 291902

$11.6B regulatory AUM 197 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 02/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2008 → 02/2018
  Northwestern Mutual Investment Services Llc
  Charleston, SC
• 01/2016 → 02/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2018 → Present
  Apollon Wealth Management, Llc
  Charleston, SC
• 02/2018 → Present
  Apollon Insurance Group
  Charleston, SC

Previous Registrations

• 2013-04-02 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  Charleston, SC

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH APOLLON INSURANCE GROUP FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, PLAYTODAY! FOUNDATION, NON-PROFIT, START DATE: 07/27/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT - OVERSEE ORGANIZATION VISION, FUNDRAISING, SIGNER ON ORGANIZATION BANK ACCOUNT ALONG WITH TREASURER 3. EmpowerAbility Planning LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-30
• S63 Uniform Securities Agent State Law Examination
  2008-10-16

Designations

• Certified Financial Planner