Andrew Glenn Gifford

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-08-10
TX	RA	APPROVED	2023-08-10
FL	RA	APPROVED	2023-06-30

MN RA
APPROVED

Since 2023-08-10
TX RA
APPROVED

Since 2023-08-10
FL RA
APPROVED

Since 2023-06-30

Branch Locations

Ocoee, FL • United States

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
North Star Consultants, Inc	Minneapolis	MN	03/2008	Present
Minnesota Life Insurance Company	St Paul	MN	04/2008	08/2023
Securian Financial Services, Inc	St Paul	MN	04/2008	08/2023
Cri Securities, Llc	St Paul	MN	04/2008	10/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

03/2008 → Present

North Star Consultants, Inc

Minneapolis, MN
04/2008 → 08/2023

Minnesota Life Insurance Company

St Paul, MN
04/2008 → 08/2023

Securian Financial Services, Inc

St Paul, MN
04/2008 → 10/2021

Cri Securities, Llc

St Paul, MN
06/2023 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2013-12-20 → 2023-08-10

Securian Financial Services, Inc.

Minneapolis, MN

Ocoee, FL

St. Paul, MN
2013-12-20 → 2021-10-21

Cri Securities, Llc

Minneapolis, MN

Other Businesses

1) GIFFORD FINANCIAL POSITION: Advisory Board NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Advisory Board 2) GUARDIAN INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: , New York NY , United States DESCRIPTION: Agent/Broker 3) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 4) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-20

S66 Uniform Combined State Law Examination

2008-06-20

Designations

Certified Financial Planner

View on SEC IAPD