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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-08-25
  • TX RA
    APPROVED
    Since 2010-08-25

Branch Locations

1601 Elm St Ste 4350, Dallas, TX 75201 • United States

Irving, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dallas TX 03/2008 03/2020
Ameriprise Financial Services, Llc Dallas TX 03/2020 Present
Other Businesses

Outside Employment; Geaux Sooners, LLC DBA Luminate; 1099 Employee. Compensation from Geaux Sooners, LLC DBA Luminate exclusively for my work associated with Ameriprise Business.; Manage advisory business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 03/01/2008; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-02
  • S66 Uniform Combined State Law Examination
    2010-08-02

View on SEC IAPD

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